Compliance and the Management of Compliance Risk Training Course
Audience
This course is designed for all staff who require a comprehensive understanding of Compliance and Risk Management.
Format of the Course
The course is structured as a blend of:
- Facilitated Discussions
- Slide Presentations
- Case Studies
- Practical Examples
Course Objectives
By the end of this course, participants will be able to:
- Grasp the key aspects of Compliance and the national and international initiatives aimed at managing associated risks.
- Identify the methods for establishing a Compliance Risk Management Framework within a company and its workforce.
- Explain the roles of the Compliance Officer and Money Laundering Reporting Officer, and how these positions should be integrated into business operations.
- Recognize other critical areas in Financial Crime, particularly those relevant to International Business, Offshore Centers, and High-Net-Worth Clients.
Course Outline
The basics of Compliance and the Management of Compliance Risk
- Understanding Compliance and the Risk associated with it
- What are important areas?
- Who are the Compliance Officers’ and Money Laundering Reporting Officers’ Stakeholders?
- Understanding and mitigating the risks of non-compliance
Creating and Managing a Compliance Risk Management Framework
- Understanding a Risk-Management Approach
- The impact on the business – positively and negatively – of creating a Risk-Management Approach
Compliance and Corporate Governance
- What is Corporate Governance?
- How does it interact with Compliance?
- Who are the Stakeholders?
- Corporate Governance principles
- Management Committees
- Codes and Guidelines
- Corporate Governance and Financial Crime Prevention
Compliance Controls and Checks
- What do the Regulators expect?
- Creating a Compliance Monitoring Programme
Other Financial Crime considerations
- Money Laundering and Terrorist Financing – a fresh look
- Fraud
- Data Protection and Information Security
- Personal and Sensitive Information
- Data Protection Policies
- Bribery and Corruption
- UK Bribery Act 2010
- USA Foreign & Corrupt Practices Act
- Other areas for consideration
- Impact of Brexit
- Market Abuse and Insider Dealing
- Sanctions
Financial Crime in International Business, in Offshore Centres and with High-Net-Worth Clients
- Why do financial criminals target International Business, Offshore Centres and High-Net-Worth clients?
- What are the major risks in undertaking this business?
The Future
- Where are today’s Compliance and its Risk Management hotspots…?
Need help picking the right course?
Compliance and the Management of Compliance Risk Training Course - Enquiry
Testimonials (2)
The trainer was helpful..
Attila - Lifial
Course - Compliance and the Management of Compliance Risk
I genuinely enjoyed the real examples of the trainer.
Joana Gomes
Course - Compliance and the Management of Compliance Risk
Related Courses
Financial Markets and Trading
14 HoursIn this instructor-led, live training, participants will gain a comprehensive understanding of financial markets and the mechanisms that facilitate trading within these markets. We begin with an overview of financial markets, including key terminologies, trading jargon, and conventions used to describe market activities. The course then delves into the motivations and methods behind investing in various financial instruments. Specific topics covered include trading strategies, risk management, and real-world case studies that explore the individuals, institutions, and strategies involved in financial investments.
Audience
- Business managers
Format of the course
- Part lecture, part discussion, and hands-on exercises
Financial Markets
14 HoursThis introductory course aims to provide participants with a comprehensive and detailed understanding of key financial markets, including their purpose, function, main activities, and regulatory frameworks. It is designed to serve as both a refresher and an educational experience, challenging participants to gain the maximum benefit from it. Active feedback and discussion will be encouraged throughout the sessions, which are intended to be interactive rather than merely reactive and factual.
The primary goal is to ensure that by the end of the course, all delegates will be significantly better equipped to handle client interactions and their ongoing needs. They will also have a clearer context for the services and markets in which they are involved.
FinOps
7 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at cloud administrators, cloud architects, technology heads, and financial analysts who wish to record, manage, monitor, and process financial assets of an organization in the cloud.
By the end of this training, participants will be able to use FinOps practices in an organization to forecast costs, optimize processes, and perform financial management operations in the cloud.
FinOps For Engineers
14 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at engineers who wish to drive more business value with FinOps in building and supporting services for an organization.
By the end of this training, participants will be able to:
- Understand the principles of FinOps and relate them to the methodologies and disciplines in software engineering.
- Learn and understand the basic functions and responsibilities of a FinOps team.
- Know the responsibilities of engineering and operations team members in the FinOps functions.
FinOps Certified FOCUS Analyst Preparation
14 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at intermediate-level finance professionals who wish to gain a comprehensive knowledge of FinOps principles and methodologies, including cloud financial management, optimization strategies, and collaboration among finance, engineering, and business teams.
By the end of this training, participants will be able to:
- Understand the FinOps framework, principles, and phases.
- Manage cloud costs effectively through data analysis and governance.
- Collaborate between finance, engineering, and business units to align cloud spend.
- Use FinOps tools for cost allocation, forecasting, and optimization.
- Prepare for the FinOps Certified FOCUS Analyst exam.
FinOps Certified Professional Preparation
21 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at advanced-level cloud financial management professionals who wish to validate their expertise in financial operations (FinOps) related to cloud cost management.
By the end of this training, participants will be able to:
- Gain advanced knowledge required for the FinOps Certified Professional exam.
- Understand complex FinOps practices, including cost optimization, budget management, and reporting.
- Develop practical skills in applying FinOps strategies in real-world scenarios.
- Prepare for a successful completion of the FinOps Certified Professional exam.
FinOps Certified Practitioner (FOCP) Preparation
14 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at professionals who wish to learn more and enhance their knowledge about FinOps in preparation to take the FinOps Certified Practitioner certification exam.
By the end of this training, participants will be able to:
- Understand cloud usage and cost modeling, cost allocation, and resource planning.
- Understand the pillars of FinOps and their implementation in an organization.
- Learn how the organization works to define the pricing model goals and use historical data in making pricing model adjustments.
- Take the FinOps Certified Practitioner certification exam with confidence.
GnuCash for Business Accounting and Financial Management
7 HoursGnuCash is an open-source, cross-platform double-entry accounting system tailored for personal and small business financial management. It offers a wide range of comprehensive accounting features, including invoicing, expense tracking, reconciliation, and financial reporting. GnuCash also supports integration with online banking, multiple currencies, and the ability to export and import data in various formats such as QIF, OFX, and CSV.
This instructor-led, live training (available both online and onsite) is designed for business professionals at beginner to intermediate levels who aim to manage and automate their accounting, billing, and reporting processes using GnuCash effectively.
By the end of this training, participants will be able to:
- Install, configure, and customize GnuCash for business use.
- Set up business accounts and manage transactions using double-entry accounting principles.
- Generate financial statements and reports for analysis and auditing purposes.
- Integrate GnuCash with banks, external systems, and online data sources.
- Automate recurring transactions and handle multi-currency operations efficiently.
Format of the Course
- Interactive lectures and discussions.
- Practical exercises and real-world business scenarios.
- Hands-on configuration and data entry in a live-lab environment.
Course Customization Options
- To request a customized training for this course, please contact us to arrange.
Investment Banking: Introduction to Structured Products
21 HoursIntroduction to Structured Products
The course aims to provide delegates with an introduction to the Structured Products utilized in investment banking. Upon completion, all participants will have a practical understanding of the subject and will be able to answer:
- What are structured products?
- Why are they issued?
- How do issuers and investors benefit from them?
- How do you structure and price a variety of derivative products?
- What are the risks and costs associated with producing structured financial products?
- What are embedded derivatives?
- What are exotic options?
- What are the considerations for pricing and hedging these products?
Learning Xero
14 HoursThis instructor-led, live training (onsite or remote) is aimed at accountants and bookkeepers who wish to use Xero for bookkeeping.
By the end of this training, participants will be able to:
- Get a real-time view of cashflow.
- Link bank accounts to Xero for bank reconciliation.
- Prepare and check VAT (Value Added Tax) returns in Xero.
- Create reports for sharing amongst team members.
Management Accounting and Finance for Non-Finance Professionals
14 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at beginner-level non-finance professionals who wish to have a foundational understanding of financial and accounting principles that are essential for effective decision-making in business.
By the end of this training, participants will be able to:
- Understand basic financial and accounting concepts that are essential for business decision-making.
- Interpret and analyze financial statements such as income statements, balance sheets, and cash flow statements.
- Apply key financial ratios to assess the financial health of a business.
- Develop and manage budgets and perform variance analysis to monitor business performance.
- Use break-even analysis to support operational and strategic decisions.
Open Bank Project for Developers
14 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at developers who wish to use Open Bank Project API to develop and test decentralized applications that can be integrated easily with digital banking systems.
By the end of this training, participants will be able to:
- Set up the necessary development environment to start developing applications with OBP API.
- Understand the Open Bank Project architecture, technology, and concepts.
- Learn how to use and customize OBP API to develop and build applications for banking.
- Explore the features, tools, APIs, and sandboxes in OBP.
- Implement security and integrations in OBP API connectors and adapters.
A Practical Guide to Successful Pricing Strategies
7 HoursWhy should you attend?
We live and work in an increasingly global market that presents numerous opportunities at every turn, which we must seize. However, these opportunities come with increased competition and complexity. Understanding the best methods to find and select the most suitable and competitive prices for your products or services is essential for the success and growth of any business. The knowledge, techniques, and strategies you will gain during our training will help you enhance the profitability and effectiveness of your business.
Turning theory into practice:
The goal of this one-day training course is to simplify and explain successful pricing strategies. You’ll leave our event more confident and positive about continuing and expanding your business. We will provide you with practical examples and strategies to improve your knowledge of pricing, helping you achieve your plans and targets.
Who should attend?
This course is designed for sales managers, marketing managers, product managers, account managers, pricing analysts, and managing directors. It is also essential for executives who are new to pricing or have limited experience in the subject.
Basics of Customizing for Financial Accounting: GL, AP, AR in SAP S/4 HANA (S4F12)
35 HoursThis instructor-led, live training in Uzbekistan (online or onsite) is aimed at application consultants and business process owners who wish to learn how to configure business processes for SAP S/4 HANA financials module.
By the end of this training, participants will be able to:
- Understand the basic customizing settings in the main components of Financial Accounting with SAP S/4HANA.
- Configure the master data settings (G/L accounts, customer and vendor accounts) of FA with SAP S/4HANA.
- Configure document control, posting control, and financial document clearing settings of FA with SAP S/4HANA.