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Duration 16 hours
Course Outline
R/3 Fundamentals for Auditors
- Core architecture components, including the ABAP stack, SAP GUI, and client concepts.
- Key distinctions from legacy systems, particularly regarding modular design (FI, MM, SD).
- Navigation through classic transactions specifically for audit purposes.
Access Management, Roles, and Essential SoD
- User management and authorization processes using transactions PFCG, SU01, SUIM, SU53, and SU24.
- Role design principles and functions critical to auditing.
- Basic SoD matrix analysis and common findings, such as combined invoice creation and approval roles.
Security Logs and System Traces
- Security Audit Log (SM19/SM20): covering activation, filtering, and report generation.
- STAD and ST03N: analyzing usage statistics, active sessions, and workload patterns.
- Best practices for retaining and exporting audit evidence.
Configuration Changes and Handling Sensitive Data
- Monitoring change documents via SCU3 and client settings via SCC4.
- Identifying and monitoring critical system parameters using RZ10/RZ11.
Process Controls in R/3 (FI/MM/SD)
- FI module: tolerances, posting periods (OB52), and journal entry approval workflows.
- MM module: release strategies, purchase order limits, and single supplier controls.
- SD module: credit limit management, pricing adjustments, and condition monitoring.
- Applying audit sampling techniques for effective process testing.
Comprehensive Laboratory and Reporting
- Assessing roles and authorizations for a designated critical user.
- Tracing operational activities (purchasing/sales) and gathering audit evidence (SM20/SCU3).
- Documenting findings with supporting screenshots and data exports.
- Preparing audit working papers and ensuring traceability.
Closure and Action Planning
- Utilizing the internal control checklist within R/3.
- Prioritizing audit findings and formulating actionable recommendations.
Deliverables
- A comprehensive checklist containing over 20 controls across FI/MM/SD modules.
- A quick reference guide for SM19/SM20, SUIM, SCU3, STAD, and ST03N.
Requirements
- A solid grasp of fundamental auditing principles
- Practical experience with SAP systems
- Knowledge of compliance standards and control frameworks
Target Audience
- Internal and external auditors
- Internal control specialists
- SAP security consultants
- Compliance officers
Testimonials (2)
The training provided valuable insights into ABAP CDS and Fiori capabilities, helping me better understand the system functionalities already available within the company and opportunities to optimize their utilization. It also enhanced my understanding of how SAP technologies can support reporting, analytics, and business process improvements.
Melita Widya Ningrum - PT. TELKOM INDONESIA
Course - Custom SAP S/4HANA Financials, GRC, Fiori Analytics & ABAP Technical Foundation Masterclass
It was straight to the point and more practical