AML/CTF Governance and Risk Oversight Training Training Course

Target Audience

This course is designed for all Senior Management personnel who require a practical understanding of AML/CTF principles and prevention methods, as well as an awareness of other pertinent and contemporary financial crime issues.

Course Format

The program utilizes a blended approach consisting of:

• Guided Group Discussions
• Slide Presentations
• Case Study Analysis
• Real-World Examples

Learning Objectives

Upon completion of this course, participants will be capable of:

• Articulating the mechanisms for preventing AML and CTF
• Gaining a comprehensive understanding of the key components of AML and CTF as they relate to their organizations, alongside national and global initiatives to combat these threats
• Defining the strategies that companies and employees should adopt to mitigate risks associated with Money Laundering and Terrorist Financing
• Describing how organizations may become targets for Money Laundering and Terrorist Financing, and explaining how to identify and report "red flags" to detect, prevent, and report suspicious or actual criminal activities
• Gaining insight into other critical "hot spots" within the realm of Financial Crime

NobleProg is an official ISACA COBIT® Training Partner. COBIT® is a framework for enterprise governance and management of information and technology (I&T), designed to support the achievement of organisational goals.

This instructor-led, live training in Ottawa but can be delivered, it is aimed at managers and leaders who wish to strengthen their ability to lead difficult conversations with clarity, confidence, and accountability.

By the end of this training, participants will be able to:

• Structure high-impact conversations
• Address tension and misalignment constructively
• Improve team trust and accountability
• Lead with clarity under pressure

Effective governance of enterprise IT is crucial for aligning technology initiatives with business strategies, ensuring the delivery of value, and managing risk.

This instructor-led live training, available online or onsite, is designed for advanced-level IT governance professionals seeking to deepen their understanding of governance frameworks, value delivery, and risk management while preparing for advanced certification.

Upon completion of this training, participants will be able to:

• Apply governance frameworks to align IT with business objectives.
• Optimize value delivery through strategic investment and benefit realization.
• Evaluate and mitigate enterprise risks, including emerging risks.
• Develop strategies for IT resource optimization and sourcing decisions.

Course Format

• Interactive lectures and discussions.
• Extensive exercises and practice.
• Hands-on implementation in a live-lab environment.

Course Customization Options

• To request a customized training for this course, please contact us to arrange.

• Gain a clear understanding of the duties, responsibilities, and legal obligations associated with Board Directorship.
• Enhance capabilities in strategic planning and informed decision-making.
• Create robust governance structures, comprehensive policies, and effective oversight mechanisms.
• Implement solid board procedures and standardized reporting practices.
• Track organizational performance through disciplined follow-up and monitoring processes.
• Elevate board effectiveness, accountability, and the quality of stakeholder engagement.

This course offers a straightforward and practical grasp of the Incoterms® 2020 regulations, illustrating how they outline the duties of buyers and sellers in global trade, as well as how to implement them effectively in actual business transactions. Via engaging discussions and case studies, attendees will discover how to choose the appropriate Incoterm for their specific needs, sidestep frequent errors, and guarantee seamless, conflict-free deliveries.

Overview

Worldwide, regulators are increasingly tying the level of risk a bank undertakes to the capital it must hold, while banks and financial services firms are progressively adopting risk-based management practices. As banks, their products, regulations, and global markets grow ever more complex, the challenges of effective risk management intensify. A crucial lesson from the banking crises of the past five years is that risks are deeply interconnected; to manage them efficiently, banks must understand these interactions.

Key features include:

• Explanation of current risk-based regulations
• Detailed review of the major risks confronting banks
• Industry best practices for adopting an enterprise-wide approach to integrating risk management across the entire organisation
• Use of governance techniques to foster a group-wide culture, ensuring everyone actively contributes to managing risks in alignment with the bank's strategic objectives
• Examination of potential future challenges faced by risk managers.

The course will extensively utilise case studies designed to explore, examine, and reinforce the concepts and ideas covered over the five days. Historical events at banks will be referenced throughout to illustrate how failures in risk management occurred and what actions could have been taken to prevent losses.

Objectives

The objective of this course is to assist bank management in delivering an appropriate integrated strategy for managing the complex and evolving risks and regulations within today's international banking environment. Specifically, this course aims to equip senior-level management with an understanding of:

• Major risks within the financial industry and key international risk regulations
• How to manage a bank's assets and liabilities while maximising returns
• The interplay between different risk types and how banks adopt an integrated approach to managing them
• Corporate governance and best practice approaches for managing the diverse interests of stakeholders
• How to cultivate a culture of risk governance as a tool for minimising unnecessary risk-taking

Who should attend this seminar

This course is intended for those new to integrated risk management, senior management responsible for strategic risk management, or individuals seeking to deepen their understanding of enterprise risk management. It will be particularly beneficial to:

• Board-level bank management
• Senior managers
• Senior risk managers and analysts
• Senior directors and risk managers responsible for strategic risk management
• Internal auditors
• Regulatory and compliance personnel
• Treasury professionals
• Asset and liability managers and analysts
• Regulators and supervisory professionals
• Suppliers and consultants serving banks and the risk management industry
• Corporate governance and risk governance managers.

Leadership for Directors and Board Members is a course designed to strengthen the leadership and governance capabilities of directors and board members.

This instructor-led, live training (online or onsite) is aimed at directors, executives, and board members who wish to develop effective leadership, governance, and decision-making skills at the board level.

By the end of this training, participants will be able to:

• Understand the legal, ethical, and strategic responsibilities of directors and board members.
• Apply principles of good governance to improve organizational performance.
• Foster effective communication and collaboration in the boardroom.
• Respond to crises and manage risks at the executive level.

Format of the Course

• Interactive lecture and facilitated discussion.
• Case studies and role-playing exercises.
• Group activities and scenario-based analysis.

Course Customization Options

• To request a customized training for this course, please contact us to arrange.

This instructor-led, live training in Uzbekistan (online or onsite) is aimed at intermediate-level to advanced-level board members and directors who wish to enhance their leadership, governance, and decision-making skills.

By the end of this training, participants will be able to:

• Understand the key responsibilities and legal duties of a director.
• Develop effective governance structures and boardroom dynamics.
• Enhance strategic decision-making and risk management capabilities.
• Improve communication, leadership, and ethical decision-making at the board level.

This instructor-led, live training in Uzbekistan (online or onsite) is designed for managers, supervisors, and technical professionals transitioning into leadership roles. Participants will learn to use structured leadership frameworks and communication tools to strengthen authority, delegation, and team performance in growing organizations.

By the end of this training, participants will be able to:

• Define and apply clear leadership authority and accountability within their scope.
• Delegate tasks and outcomes effectively while maintaining performance oversight.
• Conduct structured, direct, and constructive performance conversations.
• Communicate expectations clearly to improve engagement and cross-functional alignment.

Ownership and accountability are vital components of effective organizational management. Ownership entails taking responsibility and initiative for tasks, while accountability means being answerable for the results. These principles are essential as they foster a culture of responsibility and reliability, leading to improved performance, more effective problem-solving, and better alignment with organisational goals.

Customers have always been the lifeblood of any business. However, the rise of the internet and social media has transformed the business landscape, eroding traditional competitive advantages and placing Customer Experience at the heart of strategic success. In today’s market, Customer Experience is the last sustainable battleground for differentiation.

To thrive in this evolving environment, businesses must leverage the right skills, tools, and techniques to keep the customer experience at the core of their value proposition. The ultimate strategic goal is to understand what customers perceive as quality and consistently deliver it in a cost-effective and reliable way.